Ocean and Coastal Law MemoOcean and Coastal Law Center, School of Law, University of Oregon, Eugene OR 97403 |
by
Richard G. Hildreth, Professor of Law, Codirector, Ocean and Coastal Law Center
Carrie Dahlstrom, J.D. 1998, University of Oregon
Marshall L. Wilde, J.D. 1998, University of Oregon
I. Introduction
II. The U.S. Congress Severs Nonnavigable Waters from Western
Federal Public Lands
III. The Federal Navigation Servitude
IV. The Servitude and Western Water Rights
V. Potential Roles for the Navigation Servitude in Federally Supported
River Basin and Watershed Restoration Efforts
VI. Authority to Use the Federal Navigation Servitude for Salmon
VII. Conclusion
Footnotes
This memo is the result of research sponsored in part by Oregon Sea Grant with
funds from NOAA Office of Sea Grant, Department of Commerce, under Grant No.
NA606X-01 (Project R/PPA-41). The authors gratefully acknowledge the manuscript
assistance of Nancy Farmer and the research assistance of Andrea Coffman.
This memo will show that a long-standing doctrine, the federal navigation
servitude, could
aid salmon preservation and restoration efforts in the Columbia and Snake River
basins. It first
traces the history of the federal navigation servitude from the turn of the twentieth
century to
the present and shows that the federal government and the courts have expanded
the list of
traditional uses of the doctrine (to protect and preserve navigation) to include the
following
activities: (1) diverting water flow through channels to improve navigation in
harbors; (2)
building obstructions such as lighthouses or jetties in navigable waters to alter flow
of water; (3)
controlling the flow of vessels through channels; (4) destroying private mill
operations; (5)
destroying private access rights to navigable waters; (6) "deepen[ing] the water over
such lands
or . . . us[ing] them for any structure which the interest of navigation . . . may
require";{1} (7)
constructing dams and altering harbor boundaries; (8) removing obstructions in
river beds; (9)
forbidding the use of a river by a riparian owner that the government believes is
injurious to
navigation; (10) cutting a riparian owner from direct access to deep water; and (11)
altering and
regulating stream levels. The federal navigation servitude operates as a no
compensation rule,
that is, when the federal government acts to protect or improve navigation, it may
not have to
compensate parties that are injured as a result.
This memo then discusses specific judicial and congressional uses of the
federal navigation
servitude that could further salmon preservation and restoration efforts, such as
making salmon
a primary or secondary focus of the federal navigation servitude, and argues for
amending
existing legislation or creating new legislation to incorporate salmon interests under
the federal
navigation servitude.
II. The U.S. Congress Severs Nonnavigable Waters from Western Federal Public
Lands
A. The Mining Act of 1866 and Its 1870 Amendments
Two major frameworks exist for defining a particular party's rights to water:
riparian
rights and rights by appropriation.
The riparian water rights framework predominates in the eastern United
States, where
British common law formed the early colonial legal roots. Black's Law Dictionary
describes
riparian rights as those "of the owners of lands on the banks of water courses,
relating to the
water, its use, ownership of soil under the stream, accretions, etc."{2} Black's further
explains that
a general definition of water rights includes the "right which every person through
whose land a
natural watercourse runs has to benefit of stream as it passes through his land for all
useful
purposes to which it may be applied . . . such as hunting, fishing, boating, sailing,
irrigating, and
growing and harvesting wild rice. . . ."{3}
In contrast, the prior appropriation water rights framework predominates in
the western
states, where the frontier spirit and expansion motives carved the frontier's legal
building
blocks. Black's Law Dictionary describes prior appropriation rights as follows: "An
appropriation of water flowing on the public domain consists in the capture,
impounding, or
diversion of it from its natural course or channel and its actual application to some
beneficial
use private or personal to the appropriator, to the entire exclusion . . . of all other
persons."{4}
Furthermore, Black's states that prior appropriation water rights follow "water to its
original
source whether through surface or subterranean streams or through percolation and
[entitle]
appropriator to continuing right to use water to extent of appropriation, but not
beyond that
reasonably required and actually used."{5}
The U.S. Congress first recognized that waters on federal lands were subject to
private
prior appropriation with the Mining Act of 1866:
Whenever, by priority of possession, rights to the use of water for mining,
agricultural, manufacturing, or other purposes, have vested and accrued, and the
same are recognized and acknowledged by the local customs, laws, and the
decisions of courts, the possessors and owners of such vested rights shall be
maintained and protected . . . and the right of way for the construction of ditches
and canals for the purposes herein specified is acknowledged and confirmed. . . .{6}
The Act officially had prevented Congress from selling western water rights
to pay Civil
War debts. Western legislators feared that Congress would ignore the westerners'
existing prior
appropriation water rights and the Act was passed to assuage their anxieties.
The "local customs" language of the Act explicitly left the procedure for
acquiring water
rights to the states. However, grantees and patentees of federal lands under the 1866
Act were
unsure whether their riparian water rights were subject to preexisting prior
appropriation water
rights claims made by other parties. The 1870 Amendments to the Act resolved this
question in
favor of preexisting prior appropriators by making all homesteads and patents on
federal land
"subject to any vested and accrued water rights."{7}
The 1866 Mining Act and its 1870 Amendments still impact modern water
rights. The
United States Ninth Circuit Court of Appeals held in Hunter v. United States that a
user must
demonstrate three elements to establish a right to water by prior appropriation: (1)
the user has
the intent to take water; (2) the user shows an open physical demonstration of intent
to take
water (for example, by building a pipe or other water conveyance); and (3) the user
takes the
water for some "valuable use" (for example, using water to operate a shoreside
mill).{8} The
Hunter court refused to disturb a cattle farmer's prior appropriation right to
nonnavigable
stream water and spring water when the federal government reserved the
surrounding land as
the Death Valley National Monument. The cattle farmer's right to the water took
precedence
over the federal government's right to the same water.
In Paug-Vik, Inc. v. Ward's Cove Packing Co., the Alaska Supreme Court
followed the
U.S. Supreme Court and Ninth Circuit Hunter precedent by stating that prior
appropriation
rights can be viewed in three principal ways: (1) as an "interest in real property"; (2)
as
"private property"; and (3) as an "unequivocal grant" by the federal government
under the
1866 Mining Act that was "good even against the federal government [itself]."{9}
B. The Desert Lands Act of 1877
Congress continued to encourage the use of the prior appropriation water
rights scheme by
passing the Desert Lands Act in 1877, eleven years after passing the Mining Act. The
Desert
Lands Act allowed "any citizen of the United States, or any person of requisite age
'who may
be entitled to become a citizen, and who has filed his declaration to become such'" to
appropriate water rights to nonnavigable waters on federal public lands.{10} The
federal
government delegated water rights management to state governance.
The states governed by the Act were called the "desert lands" and originally
included
California, Oregon, Nevada, Washington, Idaho, Montana, Utah, Wyoming,
Arizona, New
Mexico, North Dakota, and South Dakota; Colorado was added in 1891.{11}
Congress specified two main conditions: (1) water appropriated under the
Desert Lands
Act was to be used for irrigation, reclamation mining, and manufacturing; and (2)
new
claimants took water rights "subject to [pre-]existing rights."{12}
The Desert Lands Act left two questions unresolved: (1) Did it apply to only
"desert
lands," or to all public lands in the named states? and (2) Did it separate or "sever"
water
rights from the corresponding public lands, or did it permit some water rights to be
passed on
with a federal patent?{13}
C. The Roles of States and the Federal Government under the Desert Lands Act and
Beyond
In California Oregon Power Co. v. Beaver Portland Cement Co., the Supreme
Court of the
United States resolved these questions by interpreting the language of the Desert
Lands Act to
mean the severing of all waters on the "public domain" from the land:
[A] patent issued thereafter for lands in a desert-land state or territory, under any of
the land laws of the United States, carried with it, of its own force, no common law right to the water flowing through or bordering upon the lands conveyed.{14}
The Supreme Court also held in this case that state procedures were the sole
method for
acquiring water rights on all public lands in desert states.{15} Finally, the Court
affirmed an
Oregon prior appropriation scheme eliminating federal riparian rights.{16}
The U.S. Supreme Court affirmed the California Oregon Power Co. holding
(that rights to
water from nonnavigable sources are severed from rights to land in federal public
lands and
that this rule applies only to "desert land" states) as recently as 1977 in its California
v.
United States holding. In California v. United States, the Court held that the federal
Bureau of
Reclamation had to distribute water according to the state system of water rights and
abide by
the state's conditions on water use.{17} Thus, the federal government's delegation
of water rights
administration to the states in the Desert Lands Act withstood subsequent federal
attacks.
The federal government also retains water rights allocations through its
"federal
reservation" power. Judicial interpretation of the Property Clause of the United
States
Constitution{18} forms the foundation of this doctrine, which the courts have
summarized as the
federal government's power to set aside public lands for specific purposes, such as
Indian
reservations,{19} "national forests, national parks, national monuments, public
springs and water
holes, and public mineral hot springs."{20}
The United States Supreme Court has held many times that the federal
government retains
water rights attached to these "reserved lands" from the time the land is reserved
onward.
However, the federal government must satisfy three requirements. First, it must
recognize all
prior appropriation water rights in existence before it "reserved" the particular
parcel(s) of
public land(s).{21} Second, the federal government may lay claim to water rights for
the reserved
land only if Congress intended that water was required to satisfy the purposes of the
reservation.{22} Third, if water is required to satisfy the purposes of the reservation,
the federal
government may reserve only the amount of water necessary to effectuate those
congressional
purposes.{23}
The courts tend to interpret the purposes of federal reservations very
narrowly. For
instance, the United States Supreme Court held that Congress did intend to reserve
water rights
for arid lands reserved as an Indian reservation in Montana in a 1908 case.{24} The
Court
showed the close relationship between the water rights claimed and the purpose of
the
reservation:
[I]t would be extreme to believe that within a year Congress destroyed the
reservation and took from the Indians the consideration of their grant, leaving
them a
barren wastetook from them the means of continuing their old habits, yet did not
leave them the power to change to new ones.{25}
Next, the Colorado Supreme Court held in 1982 that the "United States does
not have an
instream flow claim for reserved water rights in the national forests."{26} Finally,
Justice
Rehnquist, writing for the United States Supreme Court in 1978, held that Congress
did not
intend to include "minimum instream flows for aesthetic, recreational, and fish
preservation"
among the purposes of national forests.{27} If the federal government wanted to
further these
purposes on national forest lands through reservation of water rights, it would have
to "acquire
water in the same manner as any other public or private appropriator."{28} The
partial dissent in
this 1978 case (written by Justice Powell and joined by Brennan, White, and
Marshall) provides
a shred of hope for the future: "[I]f the United States proves, in this case or others,
that the
reservation of instream flows is necessary to fulfill the purposes [of the particular
reservation]
discerned by the Court, I find nothing in the Court's opinion that bars it from
asserting this
right."{29} In other words, if a skillfully crafted argument persuaded the justices that
instream
flow preservation did effectuate the purposes of the congressional reservation, then
water rights
could be reserved also.
The federal government also retains water allocation rights through the
federal navigation
servitude. The federal navigation servitude allows the federal government to
improve
navigation through its right to regulate interstate commerce under the Commerce
Clause of the
United States Constitution.{30} While the federal government traditionally uses the
servitude for
clearly commercial purposes, the servitude has the potential to be used for
additional, far-
reaching purposes. The next section shows the historical development and overall
expansion of
the federal navigation servitude.
III. The Federal Navigation Servitude
The sanctity and strength of real property{31} ownership forms a core value in
the United
States' culture that many citizens take for granted. In fact, the Fifth Amendment
Takings
Clause entitles a citizen whose property has been "taken" by the government to be
compensated for the value of that property.{32} In the past, courts, following
English models,
stated that "equity abhors a forfeiture" and tended to decide these "takings" cases to
provide
compensation to the "victim" of the government's "taking."{33} Despite this strong
property
rights background, the federal navigation servitude operates as a no-compensation
rule: the
federal government does not have to compensate property owners when it acts in
the name of
the federal navigation servitude.
The definition of the federal navigation servitude has broadened and could
continue to do
so, as this memo advocates. Courts have struggled to define both the servitude's
operation as a
no-compensation rule and its geographical scope. As debates move into the
regulatory area,
administrative law and government agency procedures further complicate federal
navigation
servitude issues.
A. The Servitude's Operation As a No-Compensation Rule
The federal government has two primary tools for regulating navigable water
bodies in the
United States: (1) the navigation power (derived from the Commerce Clause of the
United
States Constitution) and (2) the federal navigation servitude.{34} Justifying its
actions under the
broad power granted through the Commerce Clause of the United States
Constitution, the
federal government uses the navigation power to "use, develop, or obstruct water
ways, as well
as regulate or prohibit the development of or interference with waterways by other
parties."{35}
The federal navigation servitude, however, is a subtly different concept.
Whereas the
federal government first invoked the navigation power, it was the courts that first
articulated
the federal navigation servitude doctrine.{36} It is generally explained as a legal
offshoot of the
navigation power: "It is not the broad constitutional power to regulate commerce,
but rather the
servitude derived from that power and narrower in scope."{37} The federal
navigation servitude
is the rule "that certain private property may be taken [by the federal government]
in exercise of
the navigation power without the payment of compensation."{38}
A popular summary of the federal navigation servitude as a no
compensation rule comes
from the U.S. Supreme Court's 1941 United States v. Chicago decision:
The dominant power of the federal Government, as has been repeatedly held, extends to the entire bed of a stream, which includes the lands below ordinary high-water mark. The exercise of the power within these limits is not an invasion of any private property right in such lands for which the United States must make compensation. The damage sustained results not from a taking of the riparian owner's property in the stream bed, but from the lawful exercise of a power to which that property has always been subject.{39}
Similarly, the Supreme Court added in United States v. Virginia Electric and
Power Co.
that "[t]his navigation servitude . . . is the privilege to appropriate without
compensation which
attaches to the exercise of the 'power of the government to control and regulate
navigable
waters in the interest of commerce.'"{40}
Courts and scholars alike have failed to determine a precise justification for
the
development of the federal navigation servitude and its "no-compensation"
attribute.{41}
However, the concept becomes more understandable when examined from the
perspective of
the public's right to conduct business by navigating rivers: historical recognition and
protection
of the public's rights to navigation puts nonfederal water users on notice that they
may not
impede navigation along a river.{42} It is as if the government has an underlying
claim or right to
manage (which is "superior" to all other claims) certain submersible and submerged
lands near
navigable rivers to preserve the navigability of these rivers for citizens' use.{43}
As demonstrated by the Gibson{44} and Scranton{45} cases, the Supreme
Court's strict
adherence to the federal navigation servitude with its no-compensation attribute
has produced
harsh results: some landowners endure limited or impaired water access with no
compensation
benefits.{46} The Gibson and Scranton cases, decided at the turn of the twentieth
century, shared
the same basic issue, namely, whether or not the federal government must
compensate a private
party when the government destroys that party's access rights to navigable waters for
the
"improvement of a navigable highway, for the public good."{47} These cases were
two of the
earliest to begin broadening what the federal government could do to protect
"navigation."
They established that permissible federal activities under the federal navigation
servitude
include: (1) diverting water flow through channels to improve navigation in
harbors; (2) building
obstructions such as lighthouses or jetties in navigable waters to alter flow of water;
(3)
controlling the flow of vessels through channels; (4) destroying private mill
operations; and (5)
destroying private access rights to navigable waters.
This broadening of what the federal government could do to protect
"navigation"
continued with the Lewis Blue Point Oyster case.{48} In Lewis Blue, the federal
government
dredged the channel and destroyed the plaintiff's oyster beds to improve the nearby
bay's
navigability. The U.S. Supreme Court held that the government did not have to
compensate the
plaintiff for the destroyed oyster bed and articulated language that can be traced in
subsequent
judicial opinions through 1987:
If the public right of navigation is the dominant right and if, as must be the case, the title of the owner of the bed of navigable waters holds subject absolutely to the public right of navigation, this dominant right must include the right to use the bed of the water for every purpose which is in aid of navigation.{49}
So, the Lewis Blue holding of the case adds a sixth activity to the list of permissible
federal
navigation servitude activities, namely, the federal government's ability to "deepen
the water
over such lands or to use them for any structure which the interest of navigation, in
its
judgement, may require."{50} Courts also interpreted the federal navigation
servitude as
precluding any balancing or consideration of private interests or losses.{51}
B. The Servitude's Geographical Scope
Defining the phrase "navigable waters" gives water law students and scholars
alike
headaches beyond measure. Legislators and courts have defined navigability in
many ways,
depending on the context and the situation. On the one hand, "navigable waters"
may mean
only those waters subject to tidal influence. On the other hand, the phrase may
mean any
waters that have been used at any time for some sort of commercial transportation
venture.
The precise definition of navigable waters is crucial: the federal navigation
servitude always
applies to navigable waters, but only in certain circumstances does it apply to
nonnavigable
waters.
Under several modern holdings, waters that are subject to the tidal ebb and
flow are
considered navigable and subject to the servitude, even if they are not actually
navigable in
fact.{52} The Supreme Court began building a concrete definition of navigability
with its famous
1870 The Daniel Ball holding:
Those rivers must be regarded as public navigable rivers in law which are navigable in fact. And they are navigable in fact when they are used, or are susceptible of being used, in their ordinary condition, as highways for commerce, over which trade and travel are or may be conducted in the customary modes of trade and travel on water.{53}
The Supreme Court later expanded the definition to include rivers that had been
navigable in
the past but were no longer navigable in the present.{54} A river was navigable
"even though it be
not at present used for such commerce, and be incapable of such use . . . by reason of
changed
conditions."{55} Thus, the federal navigation servitude always applies to waters
satisfying the
judicial definition of navigability. But under what circumstances does the federal
navigation
servitude and its no-compensation rule apply to nonnavigable waters as well?
The Supreme Court addressed this issue in the Grand River Dam Authority
case. The
flow of a nonnavigable stream is subject to the servitude if the federal government
interferes
with such flow to "protect the 'navigable capacity'" of a navigable stream.{56} The
Court further
held that "[w]hen the United States appropriates the flow either of a navigable or a
nonnavigable stream pursuant to its superior power under the Commerce Clause, it
is exercising
established prerogatives and is beholden to no one."{57} In applying these rules to
the facts of the
Grand River Dam Authority case, the federal government did not have to
compensate flood
victims on a tributary when the government's dam on that tributary caused the
flooding, as long
as the government built the dam to protect the navigability of a downstream
river.{58} The
government may interfere with the flow of nonnavigable tributaries without
compensating for
losses that citizens incur, if its purpose is to improve the navigability of the
downstream
waters.
In the Rands decision, however, the United States Supreme Court reminded
the federal
government that the federal navigation servitude does not apply to lands above the
normal high
water mark.{59} In reaction to the Rands decision, Congress passed Section 111 of
the Rivers and
Harbors Act of 1970, which compensates parties for lost port and power production
capabilities,{60} and Congress has since then passed other legislation that provides
compensation
for injured parties even though the federal navigation servitude operates
traditionally as a no-
compensation rule.
How does the federal navigation servitude analysis change when water
bodies are
rendered "artificially" navigable through human interventions, such as dredging
activities, river
widening projects, or water flow management? In Kaiser Aetna v. United States,
the Supreme
Court held that the Corps of Engineers could not use the federal navigation
servitude to secure a
public right of access to a private lagoon made navigable when a citizen opened a
private
channel to the ocean.{61} Similarly, the court applied the Kaiser reasoning to rule
that a series of
canals connecting the Gulf of Mexico to an inland waterway were not subject to the
servitude.{62}
The Lamastus case, however, does suggest that the federal government retains some
interest in
such waters because the Coast Guard has jurisdiction over them.{63}
C. Federal (Army Corps of Engineers) Regulatory Implementation of the Servitude
Under the federal statutes, the Army Corps of Engineers holds wide
regulatory authority
to invoke and implement the federal navigation servitude. The Corps regulates
everything from
building piers to dumping garbage in navigable waters.
The Corps applies the navigation servitude primarily through Section 10 of
the Rivers and
Harbors Act. The Act provides:
The creation of any obstruction . . . to the navigable capacity of any of the waters of the United States is prohibited; and it shall not be lawful to build . . . structures in any . . . water of the United States . . . except on plans recommended by the Chief of Engineers and authorized by the Secretary of the Army; and it shall not be lawful to excavate or fill, or in any manner to alter or modify the course, location, condition, or capacity of . . . any navigable water of the United States, unless the work has been recommended by the Chief of Engineers and authorized by the Secretary of the Army prior to beginning the same.{64}
The Corps' regulations define "navigable waters of the United States" as "those
waters of the
United States that are subject to the ebb and flow of the tide shoreward to the mean
high water
mark, and/or are presently used, or have been used in the past, or may be
susceptible to use to
transport interstate or foreign commerce."{65} The regulations also define and
provide examples
of what constitutes a "structure" within the meaning of the regulation.{66}
For decades, the Corp only considered factors affecting navigation when
granting or
denying Section 10 permits. The Fifth Circuit, in Zabel v. Tabb, held that the Corps
should take
a more comprehensive view and required it to consider all relevant environmental
factors in
making the Section 10 permit decision.{67} Over the years, the review has evolved
to relate
primarily to the "public interest" rather than any specific list of factors.{68}
Although a water right may or may not actually be "property" in an absolute
sense,
citizens have nevertheless defended these rights vigorously. Two of the most
controversial
issues have been the extension of the servitude to nonnavigable streams and the
erosion of the
no-compensation rule.
IV. The Servitude and Western Water Rights
A. Downstream Navigation Limits Diversions and Dams on Nonnavigable
Tributaries
The first case to reach the Supreme Court of the United States on the
extension of the
servitude to affect water rights on nonnavigable tributaries came from the arid
Southwest in
1898. The Rio Grande Dam and Irrigation Company (the Dam Company) proposed
to dam the
Rio Grande at Elephant Butte, in the territory of New Mexico. Following
construction, a British
company, the Rio Grand Irrigation and Land Company, Limited (the Irrigation
Company),
would irrigate the arid land with the stored water. The Rio Grande is navigable to
Roma,
Texas, but is not navigable into New Mexico. In a suit to enjoin the construction of
the dam, the
United States argued that the dam's diverted water would largely evaporate in the
irrigation
process. Consequently, little water would return to replenish the river's water
supply and
downstream navigation would be seriously impaired.{69}
The Mexican government pressured the U.S. government to end
construction because the
Elephant Butte Dam would further impair Mexico's already compromised rights to
Rio Grande
waters.{70} In fact, damming the Rio Grande at Elephant Butte would not leave
much water for a
proposed international dam downstream at El Paso, Texas, which would have
enabled the
citizens of Ciudad Juarez in Mexico to finally collect Mexico's share of the Rio
Grande. The
federal government was embarrassed by the Mexican demand, as it had
inadvertently granted
the Dam Company a license to begin construction through the United States
General Land
Office.{71}
The trial court found that the Rio Grande was nonnavigable at Elephant
Butte but granted
summary judgement for the Dam Company,{72} perhaps in recognition that the
dam already had
been licensed. The Supreme Court of the territory of New Mexico affirmed the trial
court,{73} and
the United States pursued the issue to the Supreme Court of the United States.{74}
The Supreme Court reversed the lower courts, finding that "a State cannot, by
its
legislation, destroy the right of the United States . . . to the continued flow of its
waters" and
that "it is limited by the superior power of the general government to secure
uninterrupted
navigability of all navigable streams within the limits of the United States."{75}
Thus, the United
States could permanently enjoin the construction of the dam if it proved, on
remand, that such
a dam would "substantially diminish the navigability of that stream within the
limits of present
navigability."{76}
Relying on dicta for support, the Rio Grande Court held that state
appropriation systems
were the sole source of water rights, outside those explicitly reserved by the federal
government.{77} The Rio Grande decision states that "the obvious purpose of
Congress was to
give its assent . . . to any system . . . which permitted the appropriation of those
waters for
legitimate industries."{78}
The Supreme Court examined the Rio Grande decision in its California v.
United States
decision.{79} The California v. United States Court again emphasized the breadth of
state power
over water resources: "The Court [in Rio Grande], however, was careful to
emphasize . . . that,
except where the reserved rights or navigation servitude of the United States are
invoked, the
State has the total authority over its internal waters."{80} So, even while the Court
carefully
backed away from a broad interpretation of federal interests in water rights, it did,
with equal
care, leave the navigation servitude in tact.
The Court affirmed, in United States v. Grand River Dam Authority,
discussed above, the
right of the federal government to take some water rights without compensation.
The United
States began building the Ft. Gibson Dam in 1946, condemning the land and flowage
rights and
relocating power lines on land owned by a state entity, the Grand River Dam
Authority (the
Authority).{81} The Authority claimed $10 million in compensation for the taking
of its
waterpower rights on the nonnavigable Grand River, and it initially won in the
Court of
Claims.{82} The federal government appealed to the Supreme Court, arguing that
"the navigation
servitude of the United States extends also to nonnavigable waters, pre-empting
state-created
property rights in such waters, at least when asserted against the Government."{83}
The U.S.
Supreme Court overturned the Court of Claims, holding that "[w]hen the United
States
appropriates the flow either of a navigable or a nonnavigable stream pursuant to its
superior
power under the Commerce Clause, it is exercising established prerogatives and is
beholden to
no one."{84}
B. Lost Irrigation Access Not Compensated
The Ninth Circuit Weatherford v. United States holding demonstrates that
the no-
compensation rule extends to the federal government's taking of irrigation
access.{85} The
Weatherfords, the plaintiffs in the case, owned an easement to irrigate their
property about
eleven miles from the Columbia River, but they had never actually used the
easement.
To build the John Day Dam, the federal government relocated Highway 30,
which entailed
condemning some of the Weatherfords' land. The federal government failed to
condemn the
irrigation easement, and the Weatherfords brought a quiet title action claiming that
their due
compensation equalled the difference between the value of their land as irrigated
farmland and
the value of their land as nonirrigated land.{86}
Although the district court ruled that the United States must compensate the
Weather-
fords for the loss of their unused easement, it awarded only $550 in damages for the
nominal
value of the easement. Furthermore, the district court refused to compensate the
Weatherfords
for the difference between the property's value as irrigated land and as nonirrigated
land on the
theory that the property was taken under the federal navigation servitude.{87}
The Weatherfords appealed, but the Ninth Circuit affirmed the district court.
The Ninth
Circuit found that the "taking was substantially related to the United States exercise
of its
powers over navigation and that the doctrine of the navigational servitude does
apply."{88} Since
the irrigation right was dependent on the flow of the stream, the Weatherfords were
not entitled
to compensation, as they would have been under Section 111 of the Rivers and
Harbors Act,
had they been owners of the right to generate power or develop port facilities.
C. Other Losses Not Compensated: Broadening the Scope of Permissible Federal
Government Activities under the Purpose of "Navigation"
Recall from the discussion above that the Gibson, Scranton, and Lewis Blue
Point Oyster
Courts began broadening what the federal government could do in the name of
"navigation"
under the federal navigation servitude. By 1913, the list of permissible activities
included: (1)
diverting water flow through channels to improve navigation in harbors; (2)
building
obstructions such as lighthouses or jetties in navigable waters to alter flow of water;
(3)
controlling the flow of vessels through channels; (4) destroying private mill
operations; (5)
destroying private access rights to navigable waters; and (6) "deepen[ing] the water
over such
lands or . . . us[ing] them for any structure which the interest of navigation . . . may
require."{89}
In Stimson (decided in 1912), the U.S. Supreme Court continued this trend to
expand the
permissible activities.{90} While constructing a dam across the Ohio River and
adjusting the
harbor boundary lines, the federal government improved the navigability in the
harbor of
Pittsburgh and completely submerged the plaintiff's land. The Court held that since
the federal
government built the dam "in the interest of navigation," it did not have to
compensate the
plaintiff for his losses when his land was flooded.{91} The Court added a seventh
element to the
list of permissible federal navigation servitude activities: constructing dams and
altering harbor
boundaries.
The Ninth Circuit and the United States Supreme Court decided a group of
cases in the
mid-1900s that further broadened the scope of permissible federal government
activities under
the purpose of "navigation."
The first case, Continental Land Co., involved the Grand Coulee Dam project
on the
Columbia River.{92} The first unit, a diversion dam, would flood private, public,
tribal, and
allotted lands. After taking judicial notice that the Columbia River "is a navigable
stream in
fact as well as in law"{93} and acknowledging that the dam's primary purpose would
be to
improve navigation,{94} the Court added three new activities that the federal
government may
perform under its power to improve navigation without compensating injured
parties:
The government has the power to cause the removal of obstructions in the river bed, and to forbid the use of the river by the riparian owner which it believes injurious to navigation. It has the right to cut the riparian owner from direct access to deep water.{95}
The Ninth Circuit decisively concluded that "[t]he riparian owner has no property
right to the
use of the water or the power inherent therein, or the fall and flow of the water for
commercial
purposes, or any purpose, as against the United States."{96}
In 1941, the United States Supreme Court addressed the federal government's
ability to
raise and lower stream levels in the name of navigation in United States v. Chicago,
M., St. P. &
P.R. Co.{97} In this case, the riparian landowner's buildings, which were situated
between the
high and low water marks of a navigable stream, were damaged when the federal
government
used dams and locks to raise and lower stream levels. The Court held that the
federal
government may alter the levels of navigable streams under its "dominant power . .
. of
navigation" and does not have to compensate parties who incur damages as a
result.{98} So, an
eleventh activity was added: the ability to alter and regulate stream levels.{99}
Thus, since the turn of the twentieth century, courts have broadened the
scope of
permissible federal government activities under the purpose of "navigation." The
relevance of
this broadening to salmon recovery will be addressed in Section V below.
D. Congressionally Mandated Compensation for Federally Built or Approved Projects
Although the courts have broadened the scope of permissible federal
government activities
under the purpose of "navigation," Congress could chose to legislatively override
the no-
compensation rule by enacting laws to provide compensation to injured parties. A
few
exceptions to the federal navigation servitude's no-compensation rule do exist and
are
described below.
1. Reclamation Act Requires Compensation
In the 1930s and 1940s, the federal government initiated the massive Central
Valley
Project to maximize water use in California. The Friant Dam, constructed through
the Central
Valley Project, controlled flooding downstream and deprived riparian farmers of
the seasonal
overflow they used to irrigate their crops.{100} The farmers sued the federal
government for
compensation and eventually argued the case to the U.S. Supreme Court.
The case's principal issue focused on whether the government took its water
rights under
the federal navigation servitude or under the Reclamation Act of 1902.{101} Under
the federal
navigation servitude, the farmers would receive no compensation. The
Reclamation Act,
however, provides that
[n]othing in this Act shall be construed as affecting or intended to affect or to in any way interfere with the laws of any State or Territory relating to the control, appropriation, use, or distribution of water used in irrigation, or any vested right acquired thereunder.{102}
In other words, when the federal government takes water rights pursuant to the
Reclamation
Act, it must compensate the holders of those rights.
The Supreme Court traced the history of the Central Valley Project back to the
Federal
Emergency Relief Appropriation Act, which provided that claimants "'shall be
reimbursable in
accordance with the reclamation laws.'"{103} The Court explained that in affirming
the
expenditure for the Friant Dam in 1937, Congress stated that "'the said dam and
reservoirs
shall be used, first, for river regulation, improvement of navigation, and flood
control."{104} In
interpreting the conflicting language, the Supreme Court wrote: "Even if we assume
. . . that
Friant Dam in fact bears some relation to control of navigation, we think
nevertheless that
Congress realistically elected to treat it as a reclamation project."{105} The Supreme
Court ruled
in favor of the farmers, affirming an award of compensation by the Court of
Claims.{106}
2. Water Rights from Flood Control Dams
When the federal government constructs a dam for flood control purposes in
the western
states, it must respect state water rights in allocating water from that dam. Under
the
reclamation laws, the Corps of Engineers must follow state allocation procedures
with this
exception: If the dam project was built expressly for irrigation, then the Corps
distributes water
according to the preferences established by Congress in the authorizing
legislation.{107} In a
delegation of authority similar to that in the reclamation laws, Congress provided in
the Flood
Control Act of 1944 that
[t]he use for navigation, in connection with the operation and maintenance of such works herein authorized for construction, of waters arising in States lying wholly or partly west of the ninety-eighth meridian shall be only such as does not conflict with any beneficial consumptive use, present or future. . . .{108}
According to one commentator, this language, known as the O'Mahoney-Milliken
Amendment,
"subordinate[s] the navigation rights of the federal government to those rights for
beneficial
consumptive uses established under state law."{109}
3. Compensation under the Federal Power Act
The Federal Power Act (FPA) does include the no-compensation attribute of
the federal
navigation servitude.{110} In Federal Power Commission v. Niagara Mohawk
Power Corp., the
Supreme Court held that a power company was required to pay rental fees to water
rights
holders incidental to its operation of a Federal Power Commission (FPC)licensed
dam, and
that those payments could be deducted from the power company's liability into an
amortization fund.{111}
The Court concluded that "even though the respondent's water rights are of a
kind that is
within the scope of the Government's dominant servitude, the Government has
not exercised its
power to abolish them."{112}
4. Summary
While the navigation servitude continues to act as a rule of no
compensation, Congress
and the Courts have carved out significant exceptions for specific purposes.
Foremost among
these exceptions is that the government may not deprive, without compensation,
water rights
holders of their rights when it exercises its powers under the Reclamation Act or the
FPA. The
no-compensation rule remains, however, for those deprivations purely in aid of
navigation or
those not deriving from the Reclamation Act or the FPA.
V. Potential Roles for the Navigation Servitude in Federally Supported River
Basin and Watershed Restoration Efforts
The federal navigation servitude has the potential to play a major role in the
policy and
management of salmon and other anadromous fish. Taking a proactive approach to
salmon
recovery, Congress or federal agencies could expand the federal navigation servitude
to serve as
a primary tool for creating salmon management policies. In a less direct approach,
Congress or
federal agencies could use the federal navigation servitude as a secondary tool by
connecting
salmon management issues with navigation issues. In either scenario, case law and
common
sense indicate that making salmon a focus of the federal navigation servitude
doctrine would
provide a new method for aiding salmon recovery efforts while reducing the
obligation to
compensate for resultant losses.
A. The Federal Navigation Servitude As a Primary Tool: Creating Salmon
Management Policies
A proactive Congress or federal agency could greatly revamp the federal
navigation
servitude to meet present and future needs for salmon preservation and restoration
efforts by
including salmon as a primary part of navigation.
Recall that the traditional interpretation of the federal navigation servitude
doctrine
allows the federal government to invoke the federal navigation servitude if and
only if the
activity in question pertains to navigation. An argument for incorporating salmon
as part of
navigation would flow as follows: (1) federal activities conducted as part of
Columbia and
Snake River dam management result in adverse impacts on salmon; (2) Congress or
a federal
government agency decides that salmon issues fall under the federal government's
regulation of
navigation; (3) therefore, the federal government can use the federal navigation
servitude to
mitigate adverse salmon impacts. Since the federal navigation servitude is a no
compensation
rule, the federal government could avoid compensating injured individuals in
these restoration
efforts.{113}
As shown in the 1926 River Rouge decision, however, a counterargument
exists. The
federal government, under the authority of the Rivers and Harbors Act of 1917,
condemned
private riparian land to make improvements on the Rouge River in Michigan.{114}
The federal
government argued before the U.S. Supreme Court that it made the river
improvements to
improve navigation and, therefore, could avoid compensating private citizens for
the
condemned property by invoking the federal navigation servitude.{115} The U.S.
Supreme Court
disagreed and constricted the federal navigation servitude by holding that
"[Congress] may not
arbitrarily destroy or impair the rights of riparian owners by legislation which has
no real or
substantial relation to the control of navigation or appropriateness to that end."{116}
A party could
reasonably argue that salmon issues have "no real or substantial relation to the
control of
navigation."
B. The Federal Navigation Servitude As a Secondary Tool: Connecting Salmon
Management Techniques and Restoration Efforts with Navigation Purposes
Connecting salmon management and restoration efforts more closely with
navigation
purposes is a subtler (and possibly more solid) argument for invoking the federal
navigation
servitude. Five principal means of achieving this connection are as follows: (1)
correlating
salmon problems with water uses; (2) linking salmon to commerce; (3) the Rio
Grande analysis;
(4) the Grande River analysis; and (5) applying the judicially broadened scope of
permissible
federal government activities in the name of "navigation."
1. Correlating Salmon Problems with Water Uses
Perhaps the most straightforward (and most conservative) method for
connecting salmon
restoration efforts with navigation purposes is to correlate salmon problems with
water usage
and management. The analysis involves four steps: (1) identify an area in the
Columbia or
Snake River basins where severe adverse salmon impacts exist; (2) determine the
precise
management techniques or physical structures that create these adverse salmon
impacts;
(3) point out that these management techniques or physical structures obstruct
navigation,
including migration or navigation by salmon up and down the rivers; (4) request
that the federal
government alter or remove the techniques or structures that obstruct navigation
without
compensating losses by invoking the federal navigation servitude. Specific
examples of
management techniques or physical structures that could be targeted as causing
adverse
impacts include dams, pipes, river management techniques such as stream flow
modifications,
and appropriations of water for irrigation, mining, or municipal uses.
2. Linking Salmon to Commerce
The Commerce Clause{117} of the United States Constitution authorizes
Congress to regulate
interstate commerce. To perform this duty, the federal government also must
regulate
navigation. As explained above, anytime the federal government makes
improvements in
certain streams or rivers (such as the Columbia or Snake Rivers), it may invoke the
federal
navigation servitude to avoid compensating losses incurred as a result of these
improvements.
People fish for salmon for tribal cultural reasons, for recreation, to earn
income, and to
provide food. Thus, salmon are a part of commerce, and if the Army Corps of
Engineers were
to decide that a particular dam should be removed from a river or that stream flows
in the
Columbia and Snake Rivers should be increased to accommodate migrating salmon,
it would
not have to compensate losses covered by the federal navigation servitude.
Case law supports this analysis. In two early twentieth century cases (the
Union Bridge
Co. case{118} and the Monongahela Bridge Co. case{119}), the United States Supreme
Court decided that the federal government could order the alteration of bridges constructed under
state law
because they interfered with commerce by "unreasonabl[y] obstruct[ing] . . .
navigation."{120} As
a result, the state or private parties bore the losses because the federal government
invoked the
federal navigation servitude to avoid paying compensation. The Monongahela
Bridge Co. case
emphasized that the bridge may not have been illegal or an "unreasonable
obstruction to
navigation" when it was built, but that
the bridge must be taken as having been constructed with knowledge, on the part of all, of the paramount power of Congress to regulate commerce among the states, and subject to the condition or possibility that Congress might, at some time after its construction, and for the protection or benefit of the public, exert its constitutional power to protect free navigation as it then was against unreasonable obstructions. . . . {121}
Both courts stressed the link between the federal government's ability to
regulate
navigation and its power under the Commerce Clause.{122} Taking the argument
one step further,
the federal government could order the removal of any type of obstruction (for
example, dams,
irrigation diversion facilities, and pipes) for the benefit of salmon without
compensating for the
losses incurred.{123}
3. The Rio Grande Analysis
A third way to connect salmon restoration efforts with navigation purposes is
to expand
the types of physical or geographical areas to which the federal navigation servitude
applies.
A broad reading of the 1899 United States Supreme Court United States v. Rio
Grande{124}
decision suggests that the federal navigation servitude also applies to nonnavigable
tributaries
that feed navigable bodies of water. In interpreting the 1870 Amendments to the
Mining Act,
the Court stated that
[t]o hold that Congress, by these acts, meant to confer upon any State the right to appropriate all the waters of the tributary streams which unite into a navigable watercourse, and so destroy the navigability of that watercourse in derogation of the interests of all the people of the United States, is a construction which cannot be tolerated.{125}
Salmon migrate through a variety of water bodies to spawn or to return to the
ocean. If the
federal navigation servitude applies to both navigable and nonnavigable water
bodies, the
federal government could control flow rates and avoid compensating the resultant
losses (from
reducing or eliminating irrigation appropriations, for example).
4. The Grand River Analysis
In Grand River, the Oklahoma state legislature created the plaintiff state
agency to
"develop hydroelectric power on the Grand River," a nonnavigable tributary of the
Arkansas
River.{126} The plaintiff state agency proposed dam projects on the Grand River,
but the federal
government, through the Army Corps of Engineers and the Flood Control Act of
1941,
incorporated the state agency's plan into its own "comprehensive plan for the
Arkansas River
basin."{127} Although the state lost its rights to power production and river flow
rate
management, it still could apply to the Corps for licenses to operate other dam
projects in the
area. The federal government, however, eventually took over most of the dams on
the river and
condemned the land owned by the state to build another dam project.{128}
The state sued the "United States for $10,000,000 for the 'taking' of its water
power
rights at Ft. Gibson and its franchise to develop electric power and energy at that
site."{129} The
Supreme Court held that the federal government did not have to compensate the
state of
Oklahoma for any potential economic losses that the state may have incurred as a
result of the
federal government's projects on the nonnavigable Grand River:
The Court of Claims [the lower court in this case] recognized that if the Grand River were a navigable stream the United States would not be liable for depriving another entrepreneur of the opportunity to utilize the flow of the water to produce power. Our cases hold that such an interest is not compensable because when the United States asserts its superior authority under the Commerce Clause, Const. art. 1, s. 8, cl. 3, to utilize or regulate the flow of the water of a navigable stream, there is no 'taking' of 'property' in the sense of the Fifth Amendment because the United States has a superior navigation easement which precludes private ownership of the water or its flow.{130}
In other words, the federal government may invoke the federal navigation
servitude to avoid
compensating a party for its lost business opportunities as a result of federal projects
that
protect navigation.
Furthermore, the federal government could regulate flow rates, remove
dams, and reroute
streams or rivers to aid salmon preservation and restoration efforts without having
to
compensate business losses. Once again, a broad reading of Grand River in
connection with the
Rio Grande decision suggests that these activities could be done on nonnavigable as
well as
navigable rivers, and on nonnavigable water bodies that feed navigable water
bodies.
5. Applying the Judicially Broadened Scope of Permissible Federal
Government Activities in the Name of "Navigation"
As discussed above, the judicial trend over time has been to broaden the
scope of what the
federal government can do in the name of "navigation" while invoking the federal
navigation
servitudea fortuitous trend for salmon restoration advocates. Since the turn of
the twentieth
century, federal court decisions have broadened the scope of permissible federal
government
activities that fall under the purpose of "navigation" to include: (1) diverting water
flow
through channels to improve navigation in harbors; (2) building obstructions such
as lighthouses
or jetties in navigable waters to alter flow of water; (3) controlling the flow of vessels
through
channels; (4) destroying private mill operations; (5) destroying private access rights
to navigable
waters; (6) "deepen[ing] the water over such lands or . . . us[ing] them for any
structure which
the interest of navigation . . . may require";{131} (7) constructing dams and altering
harbor
boundaries; (8) removing obstructions in river beds; (9) forbidding the use of a river
by a
riparian owner that the government believes is injurious to navigation; (10) cutting
a riparian
owner from direct access to deep water; and (11) altering and regulating stream
levels.{132}
These factors can be specifically applied to promote salmon interests. For
example, recall
the Lewis Blue Point Oyster case. An expansive reading of the language in that
casespecifically, "this dominant right must include the right to use the bed of the
water for
every purpose which is in aid of navigation"has the potential to aid salmon
preservation and
restoration efforts. "[E]very purpose" could be read as including salmon interests as
a part of
navigation, and "in aid of" could mean any activity that helps navigation.
Stimson suggests that if the federal government can construct a dam in the
interest of
navigation, it should be able to tear down a dam in the interest of navigation, again
resulting in
enormous ramifications for salmon preservation and restoration efforts.
By far, the most notable broadening of the scope of permissible federal
government
activities in the name of "navigation" springs from the Ninth Circuit's 1982 United
States v.
Certain Parcels of Land decision.{133} Here, the federal government sought to build
a "Coast
Guard vessel traffic system and port safety station for Prince William Sound and
Valdez"{134} in
navigable waters (below the mean high water mark) in Alaska. The court
formulated a test for
whether or not the federal government could condemn the land necessary to build
the facility
without having to compensate the state (the owner of the land) below the mean
high water
mark: "Once Congress determines that an action will improve or protect navigation,
the
[federal] Government may rely on the navigation servitude to accomplish that
action."{135} In this
decision, the Ninth Circuit seems to grant an even broader, more general power to
the federal
government to perform activities under the federal navigation servitude: if
Congress has
determined that a particular action will improve or protect navigation, the federal
government
may "rely on the navigation servitude to accomplish that action."{136} This test
could allow the
federal government to manage rivers and build facilities to preserve or restore
salmon under the
federal navigation servitude.
The next section of this memo examines the judicial roles and potential
congressional
mandates (through amendments to existing legislation or enactment of new
legislation) that
would allow further application of these eleven activities to promote salmon
preservation and
restoration.
VI. Authority to Use the Federal Navigation Servitude for Salmon
A. Judicial Roles
Several judicial decisions encourage Congress to clearly state a navigational
purpose
among the purposes of water managementrelated activities and laws:
We find in Congress' action a clear purpose to improve and protect navigation. That is all that is required to invoke the navigation power and bring the navigation servitude into play.{137}
Furthermore, courts have repeatedly held that decisions regarding the
improvement and
protection of a water body's navigability are legislative in nature and therefore
under the sole
regulation of Congress: (1) "It is for Congress to decide what shall or shall not be
deemed in
judgment of law an obstruction of navigation."{138} (2) "The judgement of the
Congress with
relation to the navigability of the river and its development is conclusive."{139} and
(3) "We [the
court] may not second guess Congress' decision that the action will aid
navigation."{140} Other
commentators have reached the same conclusion: "Generally, the courts will not
question the
judgment of Congress and its authorized agents about whether a particular public
purpose falls
under the Commerce Clause and hence qualifies for a navigational servitude."{141}
Courts also could expansively read the "purpose" statements in dam
authorizing
legislation to include salmon management interests. For instance, the Rivers and
Harbors Act of
1935 authorized federal construction of the Grand Coulee Dam "for the purpose of
controlling
floods, improving navigation, regulating the flow of the streams of the United
States, providing for
storage and for the delivery of the stored water thereof, for the reclamation of public
lands, and
Indian Reservations, and other beneficial uses, and for the generation of electric
energy as a means
of financially aiding and assisting such undertakings."{142}
Power generation seems second in priority to "improving navigation" (which
would allow
invocation of the federal navigation servitude), "regulating the flow of the streams
of the United
States" (for the benefit of salmon), and "other beneficial uses" (including
preservation of the
downstream and upstream navigation of salmon). This language in the Act
provides a solid
foundation on which to argue that salmon interests should be included in the
management of
water flows and the construction of dams. The federal government could then
invoke the
federal navigation servitude to avoid compensating resultant losses.
Congress has broad authority to decide what is needed to protect and improve
navigation, and it probably could expand the list of activities and issues that are
included
under navigation if the courts were willing to defer to Congress' judgement of what
a clear
navigational purpose is.
B. Potential Congressional Mandates
Congress could amend current legislation (for example, dam authorization
legislation such
as the Flood Control Act) to specifically include salmon preservation and restoration
efforts as
part of navigation improvements for the Columbia and Snake River basins.{143}
After all, it could
be said that salmon, for part of their natural life cycle,"navigate" the Columbia and
Snake
Rivers. Through this kind of clear congressional statement of purpose, the federal
government
could invoke the federal navigation servitude to avoid compensating any losses
that might
result from salmon restoration efforts.
Congress also could enact new legislation that would explicitly link salmon
management
with navigation, thus allowing it to invoke the federal navigation servitude. The
new legislation
could be called The Coexistence of Humans and Anadromous Fish Act, and it could
state that
river management (including management of dams, irrigation, mining, municipal
uses, and tribal
uses) and salmon interests are closely linked. Protecting or improving the right of
public
navigation and the right of natural navigation (such as navigation of salmon)
would allow
Congress to invoke the federal navigation servitude. Therefore, anytime that
federal agencies
examined navigation issues on navigable rivers and nonnavigable tributaries, the
agencies also
would have to consider salmon issues. In addition, federal agencies could be
authorized to
change river basin management practices to benefit salmon without compensating
injured
parties based on the federal navigation servitude. This proposed use of the federal
navigation
servitude is analogous to the application of the federal public trust doctrine to
benefit
salmon.{144}
VII. Conclusion
Over one hundred years of legislation and judicial decisions have shaped the
mold of the
federal navigation servitude. Up until the early nineteenth century, the federal
government could
invoke the federal navigation servitude only to protect the public right of
navigation in navigable
water bodies. Doctrinal and geographical expansion of the federal navigation
servitude
arguably now allows the federal government to apply it to nonnavigable water
bodies and for a
variety of purposes such as regulating stream flows, constructing dams, altering
harbor
boundaries, and removing obstructions in the beds of rivers. The federal
government should
tailor its use of the federal navigation servitude to meet today's conservation
needsin
particular, the need to preserve and restore dwindling salmon and other
anadromous fish
populations. Under the federal navigation servitude, the federal government has
the authority
to employ salmon-friendly water management techniques in the Columbia and
Snake River
basins to promote salmon recovery without having to compensate resultant private
or state
losses.
{1} Lewis Blue Point Oyster Cultivation Co. v. Briggs, 229 U.S. 82, 88 (1913).
{2} Black's Law Dictionary 1327 (6th ed. 1990).
{3} Id.
{4} Id. at 102.
{5} Id. (citation omitted).
{6} 43 U.S.C. § 661 (1994).
{7} Id.
{8} Hunter v. United States, 388 F.2d 148, 153 (9th Cir. 1967).
{9} Paug-Vik, Inc. v. Wards Cove Packing Co., 633 P.2d 1015, 1020 (Alaska 1981).
{10} 43 U.S.C. § 321 (1994).
{11} Id. § 323.
{12} Id. § 321.
{13} Black's Law Dictionary describes a patent, in general, as "[a] grant of some
privilege,
property, or authority, made by the government or sovereign of a country to one or
more
individuals." More specifically, a patent can be an "instrument by which a state or
government
grants public lands to an individual." Black's Law Dictionary, supra note 2, at 1125.
{14} California Oregon Power Co. v. Beaver Portland Cement Co., 295 U.S. 142, 158
(1935).
{15} Id. at 169.
{16} Id. at 172-173.
{17} California v. United States, 438 U.S. 645 (1978).
{18} See United States v. Denver, 656 P.2d 1, 17 (Colo. 1982).
{19} See Winters v. United States, 207 U.S. 564, 565 (1908).
{20} United States v. Denver, 656 P.2d at 5.
{21} See United States v. Denver, 656 P.2d 1 (Colo. 1982).
{22} See United States v. New Mexico, 438 U.S. 696, 700-702 (1978).
{23} See id. at 702.
{24} Winters v. United States, 207 U.S. 564 (1908).
{25} Id. at 577.
{26} United States v. Denver, 656 P.2d at 23.
{27} United States v. New Mexico, 438 U.S. at 705.
{28} Id. at 702.
{29} Id. at 724.
{30} U.S. Const. art. I, § 8, cl. 3.
{31} Black's Law Dictionary includes as real property "land, and generally
whatever is
erected or growing upon or affixed to land." Black's Law Dictionary, supra note 2, at
1218.
By contrast, personal property is "everything that is the subject of ownership, not
coming under
denomination of real estate" such as money, goods, or chattels. Id. at 1217.
{32} Lucas v. South Carolina Coastal Council, 505 U.S. 1003 (1992).
{33} See Bean v. Walker, 95 A.D.2d 70, 464 N.Y.S.2d 895 (N.Y. App. Div. 1983)
(showing
the government's refusal to honor forfeiture provisions in installment land
contracts); Looney v.
Farmers Home Administration, 794 F.2d 310 (7th Cir. 1986); and David H. Simmons,
The
Agreement for Deed As a Creative Financing Technique, 55 Fla. B.J. 395, 396 (1981).
{34} 4 Waters and Water Rights § 35.02(c) (Robert E. Beck ed., 1996).
{35} Id.
{36} Eva H. Morreale, Federal Power in Western Waters: The Navigation Power
and the Rule of
No Compensation, 3 Nat. Resources J. 1, 21 (1963).
{37} United States v. Kansas City Life Ins. Co., 339 U.S. 799, 808 (1950).
{38} Morreale, supra note 36, at 2.
{39} United States v. Chicago, M., St. P. & P.R. Co., 312 U.S. 592, 596-597 (1941),
modified, 313 U.S. 543 (1941).
{40} United States v. Virginia Electric & Power Co., 365 U.S. 624, 627-628 (1961).
{41} Morreale, supra note 36, at 22.
{42} Id. at 23.
{43} Id. at 21.
{44} Gibson v. United States, 166 U.S. 269 (1897).
{45} Scranton v. Wheeler, 179 U.S. 141 (1900).
{46} See United States v. Commodore Park, Inc., 324 U.S. 386 (1945).
{47} Gibson v. United States, 166 U.S. at 276.
{48} Lewis Blue Point Oyster Cultivation Co. v. Briggs, 229 U.S. 82 (1913).
{49} Id. at 87 (emphasis added). The "in aid of navigation" language was used in
the
dissent in Kaiser Aetna v. United States, 444 U.S. 164 (1979), to emphasize the
validity of the
federal navigation servitude. The "in aid of navigation" language was also used in
United
States v. Cherokee Nation of Oklahoma, 480 U.S. 700 (1987), to make tribal water
interests
and rights subject to the federal navigation servitude.
{50} 229 U.S. at 88. Similarly, the Supreme Court decided two cases about five
years after
the Lewis Blue Point Oyster case that support the trend of expanding the scope of
permissible
federal activities under "navigation" and under the federal navigation servitude:
Willink and
Temple. The Court held in Willink that the federal government could avoid
compensating the
plaintiff when it cut off riparian land owned by the plaintiff to improve navigability
of the river.
The federal government ruined the plaintiff's vessel repair business. Willink v.
United States,
240 U.S. 572 (1916). The Court held in Tempel that the federal government avoided
compensation for lost land when it dredged the creek in front of the plaintiff's
property to
improve navigation. Tempel v. United States, 248 U.S. 121 (1918).
{51} United States v. Cherokee Nation of Oklahoma, 480 U.S. 700 (1987).
{52} See United States v. Lamastus & Assocs., 785 F.2d 1349 (5th Cir. 1986); United
States v. DeFelice, 641 F.2d 1169 (5th Cir. 1981), cert. denied sub nom; DeFelice v.
United States, 454 U.S. 940 (1981) and United States v. Stoeco Homes, Inc., 498 F.2d 597 (3d Cir.
1974), cert. denied, 420 U.S. 927 (1975).
{53} The Daniel Ball, 77 U.S. (10 Wall.) 557, 563 (1870) (emphasis added).
{54} Economy Light & Power Co. v. United States, 256 U.S. 113 (1921).
{55} Id. at 123.
{56} United States v. Grand River Dam Authority, 363 U.S. 229, 232 (1960).
{57} Id. at 233.
{58} Id.
{59} United States v. Rands, 389 U.S. 121, 123 (1967).
{60} 33 U.S.C. § 595a (1994). The statute, passed in 1970, provides compensation at
the
fair market value of the "highest and best use."
{61} Kaiser Aetna v. United States, 444 U.S. 164 (1979).
{62} See Vaughn v. Vermilion Corp., 444 U.S. 206 (1979).
{63} 33 U.S.C. § 1344 (1994). See United States v. Lamastus & Assocs., 785 F.2d 1349
(5th Cir. 1986).
{64} 33 U.S.C. § 403 (1994).
{65} 33 C.F.R. § 322.2 (1996).
{66} See id. § 322.2(b). Fine tuning the definition of "structures" is an ongoing
process as
demonstrated in the Ninth Circuit case, United States v. Boyden, 696 F.2d 685, 689
(9th Cir.
1983) (establishing the validity of 33 C.F.R. § 322.2(b) but remanding to the district
court to
determine if houseboats are "navigable" and are "'permanently moored floating
vessels'" within
the meaning of the regulation).
{67} Zabel v. Tabb, 430 F.2d 199 (5th Cir. 1970), cert. denied, 401 U.S. 910 (1971).
{68} See 33 C.F.R. § 320.4(a) (1996).
{69} United States v. Rio Grande Dam & Irrigation Co., 174 U.S. 690, 699 (1899).
{70} James Simsarian, The Diversion of Waters Affecting the United States and
Mexico, 17 Tex.
L. Rev. 27, 35-36 (1938-39).
{71} Id. at 36.
{72} 174 U.S. at 696.
{73} Id.
{74} Id. at 695.
{75} Id. at 703.
{76} Id. at 710.
{77} See California Oregon Power Co. v. Beaver Portland Cement Co., 295 U.S.
142, 159
(1935).
{78} 174 U.S. at 706.
{79} California v. United States, 438 U.S. 645, 662 (1978).
{80} Id.
{81} United States v. Grand River Dam Authority, 363 U.S. 229 (1960).
{82} Id. at 231.
{83} Id. at 232.
{84} Id. at 233.
{85} Weatherford v. United States, 606 F.2d 851 (9th Cir. 1979).
{86} Id. at 852.
{87} Id.
{88} Id. at 853.
{89} Lewis Blue Point Oyster Cultivation Co. v. Briggs, 229 U.S. 82, 88 (1913).
{90} Philadelphia Co. v. Stimson, 223 U.S. 605 (1912).
{91} Id. at 627.
{92} Continental Land Co. v. United States, 88 F.2d 104 (9th Cir. 1937), cert. denied,
302
U.S. 715 (1937).
{93} Id. at 108.
{94} Id. at 105-106, 109.
{95} Id. at 109.
{96} Id.
{97} United States v. Chicago, M., St. P. & P.R. Co., 312 U.S. 592 (1941), modified ,
313
U.S. 543 (1941).
{98} Id. at 596.
{99} Around the same time that United States v. Chicago, M., St. P. & P.R. Co. was
decided, the District Court for the Northern District of California decided United
States v.
412.715 Acres of Land, summarizing many of the permissible activities the federal
government
may engage in to improve navigation without having to compensate resultant
damages:
"Unquestionably, it [the federal government] may deepen channels, widen streams,
erect
lighthouses, build bridges, construct dams, and make similar improvements
without
compensating the owners of the land subject to the navigation servitude."
Interestingly, this
court also noted that "[i]n controlling, improving and regulating the navigability of
waters, the
Government traditionally acts for the benefit of the navigating public." United
States v.
412.715 Acres of Land, 53 F. Supp. 143 (N.D. Cal. 1943).
{100} United States v. Gerlach Live Stock Co., 339 U.S. 725, 728-730 (1950).
{101} Id. at 739.
{102} 43 U.S.C. § 383 (1994).
{103} United States v. Gerlach Live Stock Co., 339 U.S. at 732 (quoting Rivers and
Harbors
Act of 1937, ch. 832, 50 Stat. 844, 850 (1937) and Rivers and Harbors Act of 1940, ch.
895, 54
Stat. 1198, 1199-1200 (1940)).
{104} Id. at 731.
{105} Id. at 739.
{106} Id. at 755.
{107} 43 U.S.C. § 390 (1994).
{108} 33 U.S.C. § 701-1(b) (1994).
{109} Gene Olson, The O'Mahoney-Milliken Amendments: The West Sinks the
Navigation
Power, 65 N.D. L. Rev. 91, 95 (1989).
{110} 16 U.S.C. §§ 791a-828c (1994 & Supp. I 1995).
{111} Federal Power Comm'n v. Niagara Mohawk Power Corp., 347 U.S. 239, 256 (1954).
{112} Id. at 248.
{113} Although this memo does advocate use of the federal navigation servitude's
no-
compensation rule, Congress could legislate a compensation scheme for parties
injured by its
use of the federal navigation servitude.
{114} United States v. River Rouge Improvement Co., 269 U.S. 411, 412-413 (1926).
{115} Id. at 418.
{116} Id. at 419. Accord United States v. Gerlach Live Stock Co., 339 U.S. 725 (1950)
(emphasis added).
{117} U.S. Const. art. I, § 8, cl. 3.
{118} Union Bridge Co. v. United States, 204 U.S. 364 (1907).
{119} Monongahela Bridge Co. v. United States, 216 U.S. 177 (1910).
{120} Id. at 189.
{121} Id. at 193-194 (emphasis added).
{122} U.S. Const. art. I, § 8, cl. 3. The Court, in Philadelphia Co. v. Stimson, 223 U.S.
605,
634 (1912) and United States v. Chicago, M., St. P. & P.R. Co., 312 U.S. 592, 596 (1941),
modified, 313 U.S. 543 (1941), made the same linkage between the Commerce Clause
power and
the power to regulate navigation.
{123} The federal government actually made this argument in United States v.
412.715
Acres of Land, 53 F. Supp. 143, 148 (N.D. Cal. 1943), when it sought to condemn
submerged
lands to build a naval fuel base and avoid compensating citizen owners by invoking
the federal
navigation servitude: "The Government argues that since the navy is essential to
preserve
commerce and navigation, an improvement which benefits the navy is in aid of
navigation."
The court found against the federal government primarily because the land was to
be filled to
allow construction of a building and the public was excluded.
{124} United States v. Rio Grande Dam & Irrigation Co., 174 U.S. 690 (1899).
{125} Id. at 706.
{126} United States v. Grand River Dam Authority, 363 U.S. 229, 233 (1960).
{127} Id. at 230.
{128} Id. at 230-232.
{129} Id. at 231.
{130} Id.
{131} Lewis Blue Point Oyster Cultivation Co. v. Briggs, 229 U.S. 82, 88 (1913).
{132} In its Good decision, the United States Court of Federal Claims held that
when the
Army Corps of Engineers denied a private citizen's application to dredge and fill
wetlands
below the mean high water mark, it did not have to compensate the resulting losses
under the
federal navigation servitude: "This activity would fall within the navigational
servitude held by
the United States, and could likely be prohibited without compensation due to that
predominant federal interest." Good v. United States, No. 94-442L, 1997 U.S. Claims
LEXIS
179, at *47 (Fed. Cl. 1997).
{133} United States v. Certain Parcels of Land, 666 F.2d 1236 (9th Cir. 1982).
{134} Id. at 1238.
{135} Id. at 1239.
{136} Id.
{137} Id. at 1239-1240.
{138} Philadelphia Co. v. Stimson, 223 U.S. 605, 635 (1912).
{139} Continental Land Co. v. United States, 88 F.2d 104, 109 (9th Cir. 1937), cert.
denied,
302 U.S. 715 (1937).
{140} United States v. Certain Parcels of Land, 666 F.2d at 1239.
{141} Genevieve Pisarski, Testing the Limits of the Federal Navigation Servitude,
2 Ocean &
Coastal L.J. 313, 328 (1997).
{142} Michael C. Blumm, Hydropower vs. Salmon: The Struggle of the Pacific
Northwest's
Anadromous Fish Resources for a Peaceful Coexistence with the Federal Columbia
River Power System, 11 Envtl. L. 211, 227 (1981) (emphasis added).
{143} Congress already has attempted to address salmon restoration and recovery
issues in
the Columbia and Snake River basins by enacting the Pacific Northwest Electric
Power Planning
and Conservation Act, more commonly known as the Northwest Power Act, in
1980. 16 U.S.C.
§§ 839-839h (1994 & Supp. I 1995). Congress enacted the law to "protect and restore
Columbia Basin fish and wildlife" and to make Columbia Basin fish and wildlife
"co-equal
partner[s] with hydropower." See Michael C. Blumm & Andy Simrin,The
Unraveling of the Parity
Promise: Hydropower, Salmon, and Endangered Species in the Columbia Basin, 21
Envtl L. 657, 660 (1991). As one commentator explained, the law failed to achieve these goals because,
first,
many programs instituted under the Act were ignored due to "ambiguously drafted
enforcement
provisions" and, second, the Northwest Power Planning Council failed to
sufficiently defer to
state agency and tribal expertise. Id. at 669-670 and 727-734.
{144} The United States Supreme Court first articulated the public trust doctrine in
Illinois
Central Railroad Co. v. Illinois in 1892: States hold title to the lands under the
navigable waters
and that title is "held in trust for the people of the State that they may enjoy the
navigation of
the waters, carry on commerce over them, and have the liberty of fishing therein
freed from the
obstruction or interference of private parties." 146 U.S. 387, 452 (1892).
For further information on subjects covered in the Ocean and Coastal Law Memo, contact Professors Richard G. Hildreth or Jon L. Jacobson, Ocean and Coastal Law Center, University of Oregon School of Law, Eugene, OR 97403-1221. Tel. (541) 346 3845.